Jeremy Goldstein’s views on the knockout options

In the past years, many companies and their employees had adapted to the stock options form of compensation. However, as time goes by and competition continues to increase as well as the constant economic recession that leads to changes in the value of the stock, may have become wary of this method.


Why may are against the stock option method of compensation

Many employees do not care to be awarded stock options since they consider them only valuable to the investors and executives of the companies they work in. There is also the fear that when the share value of these stocks decreases, the options will be of no value much like the casino chips. Employees would rather be compensated in other traditional ways like wages, insurance coverage of equities.


There is also the issue that many companies fear that this form of compensation results in tasking accounting situations. This results in more expensive relevant costs as compared to the financial benefits. Most corporations are doing away with the method to save money.


Benefits of stock options

The upside to offering stock options to employees is that it encourages them to work harder towards improving or maintaining the standards and stock value for them to keep earning from the options hence growing the company’s revenue.


Knockout Options

Experts like Jeremy Goldstein have come up with a new way for companies to keep handing the options without the disadvantages. The Knockout options are the kind of options that can be done away with over time and when the stock value is low. The terms are that these options have an expiry date and can be done away with if the value goes below 75 dollars per share over a certain amount of time.


Jeremy Goldstein

Jeremy is a US lawyer and legal advisor with twenty years of experience. His expertise lies in matters of mergers and acquisition as well as laws of compensation. He has played a crucial part in transactions of many companies like the acquisition of Duke Energy among many others.


The New York University JD holder is the founder and partner at the Jeremy L Goldstein and associates law firm that offers advisory services on matters of compensation. He is also a chair of the mergers and acquisitions subcommittee and the Fountain House Charity Foundation. Learn more:

SEC Whistleblowers Get Protection

One thing that is certain is that companies need to be put in check. It is very common for major corporations and institutions to be involved in a lot of unethical activities. In many cases, a lot of people are afraid to speak up in the case of an offense. However, since 2010, there have been efforts to change that. One of the more important issues that Congress is trying to take care of are unethical actions carried out by corporations. Int he event of the establishment of the Dodd-Frank Wall Street Reform, a law firm that has been put in place in order to protect SEC whistleblowers.

The firm has a team of accountants, investigators, financial analysts, and plenty of others that are meant to handle the unethical actions of the major corporations that are put under investigation. This is part of the new SEC Whistleblower program that has been established. The SEC is not only supposed to pay the whistleblowers 10-30% of the sanctions that have been collected in the process. Also, there is a threshold that has been established which offers the whistleblower more awards. This gives people more incentive to speak out on the issue.

One of the ways that the world has changed in the past couple of years is that before the Dodd-Frank act, people were scared into going along with the program. This has given a lot of corporations a lot of leeway in order to do whatever they want. People have often kept silent, because of the fear of losing their jobs and their means to support themselves.

Fortunately, with the SEC program, there are many different tools that are put in place for the protection for the people that are speaking out. Among these agents that are set in place is a SEC whistleblower lawyer or an SEC whistleblower attorney. Therefore, people are not only able to keep their jobs, but they may get some more awards for actually standing up against the corruption. Another thing that people have had to worry about when it came to the corruption of their company before the Dodd-Frank act was that they were going to be found out and treated as if they were in on what their corporation was doing.

Role of Jordan A. Thomas in Developing the SEC Whistleblower Program

Dodd/Frank Reform and Consumer Protection Act was signed into law in 2010, after the 2008 financial crisis. Millions of Americans unfortunately lost their jobs and trillions of dollars were lost in U.S. wealth as the final result. The purpose of the Act is to avoid and prevent fraudulent activities and unnecessary risks that lead to economic disasters. Dodd-Frank Act includes new rules that are intended to build a safer and stable financial system. The reform will provide a solid foundation to the system that promotes economic growth and job creation.


Jordan Thomas, former SEC Assistant-Director and Assistant Chief-Litigation Counsel in Enforcement Division had a significant role in developing the SEC Whistleblower Program. His role included the creation of proposed legislation drafts and rules implementation. The Dodd-Frank Act established the program to provide protection to employees and monetary incentives to reporting individuals who witness federal securities violations. Law firm, Labaton Sucharow is the first to form its practice that specializes in SEC Whistleblower protection and advocacy. The firm’s legal team comprises of financial analysts, forensic accountants and investigators with years of experience in federal and state law enforcement.


Mr. Thomas is Partner and Chairman of Labaton Sucharow Law Firm’s Whistleblower Representation Practice. His expertise of the SEC Whistleblower Program qualifies him to represent whistleblowers when reporting violations of laws implemented by the Securities Exchange Commission (SEC). The Act protects reporting whistleblowers against employer retaliations, such as harassment, demoting and termination. Under Whistleblower Program rules, the SEC is obligated to compensate approved whistleblowers 10 percent up to 30 percent of financial sanctions. To receive compensation, SEC enforcement action(s) must be successful and financial sanctions must exceed $1 million.


Whistleblowers may contact the Labaton Sucharow Law Firm over the internet, by phone, or electronic mail to request a consultation and learn about the SEC Whistleblower Program. The consultation is free to prospective clients and includes a thorough evaluation with privacy and confidentiality. When contacting the law office, whistleblowers are advised not to disclose their identity and accused violators. Legal services are available to whistleblowers national and international.


Labaton Sucharow is a group of prestigious lawyers who provide SEC whistleblower representation and securities litigation services. The Law Firm has two offices, in New York, N.Y. and Wilmington, DE. Labaton Sucharow LLP has been recognized by the Chambers & Partners USA as the Top Law Firm for Plaintiffs Securities Litigation and Delaware Court of Chancery for seven consecutive years. The firm is also recognized by Law 360 as one of the Most Feared Plaintiffs Firms high profile cases.